Typeclasses in Swift, Haskell and Scala

What is a typeclass?

Typeclass is a Haskell way of creating the type composition in the world without inheritance. It allows to define a desired behavior in a form of function signatures. The concrete implementation is provided separately for all the required types. In other words, it splits the familiar object-oriented encapsulation (data and functionality together) in two separate parts: data and functionality. At the same time typeclass defines a contract that we can build upon. It’s like defining the same function multiple times – each time the only thing that differs is the type in the signature – and making it possible to use this function in some other place without specifying which one of its variants should be used. The compiler guesses it for us.

Doesn’t it sound like Swift or Objective-C protocols? Well, it does. It’s no surprise, because they’re all fueled by same basic idea. This is the first and arguably the most important thing to know about typeclasses – although they do have a word class in their name, they are more similar to protocols. Actually, they are far enough from classes so they can independently coexist with them, orthogonal to each other.

Typeclasses, being protocol cousins, are used in similar fashion: to express a feature that spreads across multiple types. In Haskell there are typeclasses like Eq, expressing that things are equatable, or Ord, expressing that they are sortable, or Functor, expressing that they can be mapped over.

If you’ve seen WWDC 2015 session “Protocol-Oriented Programming in Swift”, you’re gonna feel at home (or run away screaming, depending on how you liked it). One thing to notice: while in a more strict functional language, namely Haskell, typeclass is a part of its type semantics, in Swift or Scala typeclass is more of a design pattern. We’re using their native type semantics to achieve similar effects.

Enough with introduction. Let’s define a typeclass so we can more easily grasp what’s going on.

Things that can be encoded in Ceasar cipher

Have you heard of Caesar cipher? It is a very basic cryptography method: we express anything as a string and than we shift each letter by a fixed number of places in the alphabet. So, for 3-letter Ceasar cipher we write D instead of A, E instead of B, F instead of C and so on.

Our typeclass is gonna describe the ability to be expressed in a Ceasar cipher form. It’s gonna be based on position of particular character in the ASCII table. For the sake of simplicity I’ll ignore the fact that in the ASCII table there are some special characters after the last letters of the alphabet. No one is actually sending messages to Roman legions anymore, so no one is gonna get surprised by some %$#.

Here is the Ceasarable typeclass defined in Haskell:

class Ceasarable c where 
    toCeasar :: c -> String

Just to mess with object-oriented minds, it uses keyword class to kick off its definition. Then it declares one function signature: toCeasar. The function takes one argument of any type and returns a string, presumably with the cipher shift applied. This is our desired behavior. It must be implemented (with the actual type instead of c) by the typeclass instances.

How does it gonna look like in Scala? We’re gonna use Scala’s type semantics. The most obvious way is to use trait:

trait Ceasarable[T] {
    def toCeasar(input: T): String
}

The translation is straightforward. Any type in Haskell becomes a generic parameter in Scala. The signature is the same.

In Swift the closest thing to traits/interfaces are protocols, so let’s search no further:

protocol Ceasarable { 
    typealias T static func toCeasar(input: T) -> String 
}

Apart from minor syntax differences, like associated type instead of generic parameter, it’s the same as in Scala. Not surprising, as those two languages share a lot of similarities (and I mean like, a lot). One thing to notice is the use of static method. Why is it static? Because we want to emulate the split between the data and behavior. If the method is not static, than it can use the instance data and there is (in our simple case) no need to pass input at all. An instance method declaration would make the typeclass a little more object-oriented, and there’s nothing wrong with that, but for now let’s stick to the original idea. We’re providing the implementation for a type, not for an instance.

When I grow up I wanna be a typeclass!

Once we’ve defined what we expect, it’d be nice to provide some actual implementations for chosen types. This way we’d be able to use the behavior. Let’s choose two simple types to work with: strings and integers. In Haskell, the implementation is provided by defining the concrete typeclass instance:

{-# LANGUAGE TypeSynonymInstances, FlexibleInstances #-}
    
instance Ceasarable String where
    toCeasar x = [toEnum $ fromEnum c + 3 | c <- x]
    
instance Ceasarable Integer where
    toCeasar x = [toEnum $ fromEnum c + 3 | c <- show x]

Keyword instance means that the implementation is coming. For String, we map over characters, get their ASCII numbers with fromEnum, add three and than encode again with toEnum. For Integer we just express it as String using show and we do exactly the same.

In Scala things get a little weird, so feel free to skip over the details. The Ceasarable behavior is enclosed in the object and marked as implicit. This way it can be implicitly passed to the place we want to use it:

object Ceasarable {
    implicit object CeasarableInt extends Ceasarable[Int] {
        override def toCeasar(input: Int): String = {
            s"$input".map(_ + 3).map(_.toChar).mkString
        }
    }
   
    implicit object CeasarableString extends Ceasarable[String] {
        override def toCeasar(input: String): String = {
            input.map(_ + 3).map(_.toChar).mkString
        }
    }
}

The object scope and implicit passing are part of Scala peculiarities, no need to dive deeper in them. If you really want to, look here. What matters is that we’ve created separated objects with Ceasarable implementations for String and Int types and we enclosed them in static-like objects (object is as close as you can get to static in Scala). Those types know nothing about their ability to be expressed in Ceasar cipher.

Let’s try the same approach in Swift:

struct CeasarableInt : Ceasarable {
    typealias T = Int
    static func toCeasar(input: Int) -> String {
        return "(input)".unicodeScalars.reduce("") { 
            (acc, char) in
            return acc + String(UnicodeScalar(char.value + 3))
        }
    }
}

struct CeasarableString : Ceasarable {
    typealias T = String
    static func toCeasar(input: String) -> String {
        return input.unicodeScalars.reduce("") { 
            (acc, char) in
            return acc + String(UnicodeScalar(char.value + 3))
        }
    }
}

Looks valid. This way we’ve defined the ability to be encoded in Ceasar cipher for strings and integers in each language we consider.

Now we can work with Ceasarable objects just as with any other group of objects sharing common characteristics, i.e. type. We can declare that we expect it as function parameter, we can return it in a function result and so on. Let’s see the example usages. In Haskell:

encodeInCeasar :: (Ceasarable c) => c -> String
encodeInCeasar = toCeasar
    
encodeInCeasar 1234 -- "4567"
    
encodeInCeasar "ABCabc" -- "DEFdef"

We are using the typeclass just like we’d use the protocol – to define a contract without explicitly defining what object are gonna conform to this contract.

How about Scala?

def encodeInCeasar[T: Ceasarable](c: T) = {
    val encoded = implicitly[Ceasarable[T]].toCeasar(c)
    println(encoded)
}

encodeInCeasar(1234) // "4567"

    encodeInCeasar("ABCabc") // "DEFdef"

The sky, once again, gets a little bit cloudy. Instead of requiring the protocol confirmation, we’re explicitly asking for the proper implementation using implicitly. Implicitly needs to have the implementations passed inside the function, and the enclosing scope is passed via a mechanism called context bound. T: Ceasarable is a syntax for context bound. It might sound confusing, but it’s fine, actually. This way we can easily see that we’re using a typeclass. In Swift, however, we encounter a problem:

func encodeInCeasar<C : Ceasarable>(c: C.T) -> String {
    return C.toCeasar(c)
}

encodeInCeasar(c: 1234) // Compiler error: Cannot invoke 'encodeInCeasar' with an argument list of type '(Int)'

Swift compiler cannot infer the generic parameter. There is a struct that does exactly what we want: conforms to Ceasarable and defines Int as its associated type. However, it cannot be found automatically. Swift doesn’t have semantics for Scala-like context bound. However, we’ve got the second best thing… Wait! It’s actually the first best thing, only Swift is 2.0. Protocol extensions.

Swift typeclasses defined with protocol extensions

In Swift we can use the extension keyword to provide implementations for already existing types. The beauty of extension lays in its two properties: universality and ability to be constraint. By universality I mean that you can extend all the Swift types: protocols, classes, structs and enums. The ability to be constraint let us express what we want to extend in a great detail – greater than allowed by protocol confirmation or class inheritance alone.

Did I mention that if you’ve watched “Protocol-Oriented Programming in Swift” you’ll feel at home? Our better implementation of typeclasses starts with a slight change to the Ceasarable definition:

protocol Ceasarable {
        static func toCeasar(input: Self) -> String
}

Instead of requiring the associated type in protocol, we can add a Self requirement. This way we’re expressing that for whatever type we’re providing the typeclass implementation, it requires the value of that type as the parameter. It stays closer to the original Haskell definition, because the typeclass doesn’t need to be generic. It is just like a template for multiple function definitions that differ only by the type in signature. Self expresses exactly that. There is also another way of expressing the same idea: see this article on how to do it using Swift 1.2 (spoiler alert: <C: Ceasarable where C.T == C>), but for Swift 2.0 the most straightforward way is with Self. The actual implementations become easier to write and more readable:

extension Int : Ceasarable {
    static func toCeasar(input: Int) -> String {
        return "(input)".unicodeScalars.reduce("") { 
            (acc, char) in
            return acc + String(UnicodeScalar(char.value + 3))
        }
    }
}

extension String : Ceasarable {
    static func toCeasar(input: String) -> String {
        return input.unicodeScalars.reduce("") { 
            (acc, char) in
            return acc + String(UnicodeScalar(char.value + 3))
        }
    }
}

It looks like a straightforward protocol confirmation and it’s just what we need. Having that, the usage get simpler as well:

func encodeInCeasar<T : Ceasarable>(c: T) -> String {
    return T.toCeasar(c)
}

encodeInCeasar(1234) // "4567"

encodeInCeasar("ABCabc") // "DEFdef"

This is what we tried to achieve. At the same time we’re providing behavior separate from data (since it’s static method of T) and expressing the common functionality (since T must be Ceasarable). By using protocol extensions, we’ve enabled the second dimension, somewhat orthogonal to inheritance, in which we can compose our functionalities.

What are Swift typeclasses, then?

A typeclass in Swift is a pattern build using the protocols and extensions. It’s simple and there’s nothing new, really, as we’ve been already using those concepts extensively. As a side note, the process of learning functional programming is very often like that: concepts we used for a long time, but differently named, generalized and ready to build upon.

Typeclasses are a way of providing a behavior for the type separately from the type and at the same time defining a contract that the type conforms to. It might be used to add functionalities and build composition without inheritance.

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Integration testing custom validation constraints in Jersey 2

I recently joined a team trying to switch a monolithic legacy system into set of RESTful services in Java. They decided to use latest 2.x version of Jersey as a REST container which was not a first choice for me, since I’m not a big fan of JSR-* specs. But now I must admit that JAX-RS 2.x is doing things right: requires almost zero boilerplate code, support auto-discovery of features and prefers convention over configuration like other modern frameworks. Since the spec is still young, it’s hard to find good tutorials and kick-off projects with some working code. I created jersey2-starter project on GitHub which can be used as starting point for your own production-ready RESTful service. In this post I’d like to cover how to implement and integration test your own validation constraints of REST resources.

Custom constraints

One of the issues which bothers me when coding REST in Java is littering your class model with annotations. Suppose you want to build a simple Todo list REST service, when using Jackson, validation and Spring Data, you can easily end up with this as your entity class:

@Document
public class Todo {
    private Long id;
    @NotNull
    private String description;
    @NotNull
    private Boolean completed;
    @NotNull
    private DateTime dueDate;

    @JsonCreator
    public Todo(@JsonProperty("description") String description, @JsonProperty("dueDate") DateTime dueDate) {
        this.description = description;
        this.dueDate = dueDate;
        this.completed = false;
    }
    // getters and setters
}

Your domain model is now effectively blured by messy annotations almost everywhere. Let’s see what we can do with validation constraints (@NotNulls). Some may say that you could introduce some DTO layer with own validation rules, but it conflicts for me with pure REST API design, which stands that you operate on resources which should map to your domain classes. On the other hand - what does it mean that Todo object is valid? When you create a Todo you should provide a description and due date, but what when you’re updating? You should be able to change any of description, due date (postponing) and completion flag (marking as done) - but you should provide at least one of these as valid modification. So my idea is to introduce custom validation constraints, different ones for creation and modification:

@Target({TYPE, PARAMETER})
@Retention(RUNTIME)
@Constraint(validatedBy = ValidForCreation.Validator.class)
public @interface ValidForCreation {
    //...
    class Validator implements ConstraintValidator<ValidForCreation, Todo> {
    /...
        @Override
        public boolean isValid(Todo todo, ConstraintValidatorContext constraintValidatorContext) {
            return todo != null
                && todo.getId() == null
                && todo.getDescription() != null
                && todo.getDueDate() != null;
        }
    }
}

@Target({TYPE, PARAMETER})
@Retention(RUNTIME)
@Constraint(validatedBy = ValidForModification.Validator.class)
public @interface ValidForModification {
    //...
    class Validator implements ConstraintValidator<ValidForModification, Todo> {
    /...
        @Override
        public boolean isValid(Todo todo, ConstraintValidatorContext constraintValidatorContext) {
            return todo != null
                && todo.getId() == null
                && (todo.getDescription() != null || todo.getDueDate() != null || todo.isCompleted() != null);
        }
    }
}

And now you can move validation annotations to the definition of a REST endpoint:

@POST
@Consumes(APPLICATION_JSON)
public Response create(@ValidForCreation Todo todo) {...}

@PUT
@Consumes(APPLICATION_JSON)
public Response update(@ValidForModification Todo todo) {...}

And now you can remove those NotNulls from your model.

Integration testing

There are in general two approaches to integration testing:

  • test is being run on separate JVM than the app, which is deployed on some other integration environment
  • test deploys the application programmatically in the setup block.

Both of these have their pros and cons, but for small enough servoces, I personally prefer the second approach. It’s much easier to setup and you have only one JVM started, which makes debugging really easy. You can use a generic framework like Arquillian for starting your application in a container environment, but I prefer simple solutions and just use emdedded Jetty. To make test setup 100% production equivalent, I’m creating full Jetty’s WebAppContext and have to resolve all runtime dependencies for Jersey auto-discovery to work. This can be simply achieved with Maven resolved from Shrinkwrap - an Arquillian subproject:

    WebAppContext webAppContext = new WebAppContext();
    webAppContext.setResourceBase("src/main/webapp");
    webAppContext.setContextPath("/");
    File[] mavenLibs = Maven.resolver().loadPomFromFile("pom.xml")
                .importCompileAndRuntimeDependencies()
                .resolve().withTransitivity().asFile();
    for (File file: mavenLibs) {
        webAppContext.getMetaData().addWebInfJar(new FileResource(file.toURI()));
    }
    webAppContext.getMetaData().addContainerResource(new FileResource(new File("./target/classes").toURI()));

    webAppContext.setConfigurations(new Configuration[] {
        new AnnotationConfiguration(),
        new WebXmlConfiguration(),
        new WebInfConfiguration()
    });
    server.setHandler(webAppContext);

(this Stackoverflow thread inspired me a lot here)

Now it’s time for the last part of the post: parametrizing our integration tests. Since we want to test validation constraints, there are many edge paths to check (and make your code coverage close to 100%). Writing one test per each case could be a bad idea. Among the many solutions for JUnit I’m most convinced to the Junit Params by Pragmatists team. It’s really simple and have nice concept of JQuery-like helper for creating providers. Here is my tests code (I’m also using builder pattern here to create various kinds of Todos):

@Test
@Parameters(method = "provideInvalidTodosForCreation")
public void shouldRejectInvalidTodoWhenCreate(Todo todo) {
    Response response = createTarget().request().post(Entity.json(todo));

    assertThat(response.getStatus()).isEqualTo(BAD_REQUEST.getStatusCode());
}

private static Object[] provideInvalidTodosForCreation() {
    return $(
        new TodoBuilder().withDescription("test").build(),
        new TodoBuilder().withDueDate(DateTime.now()).build(),
        new TodoBuilder().withId(123L).build(),
        new TodoBuilder().build()
    );
}

OK, enough of reading, feel free to clone the project and start writing your REST services!

I recently joined a team trying to switch a monolithic legacy system into set of RESTful services in Java. They decided to use latest 2.x version of Jersey as a REST container which was not a first choice for me, since I’m not a big fan of JSR-* specs. But now I must admit that JAX-RS 2.x is doing things right: requires almost zero boilerplate code, support auto-discovery of features and prefers convention over configuration like other modern frameworks. Since the spec is still young, it’s hard to find good tutorials and kick-off projects with some working code. I created jersey2-starter project on GitHub which can be used as starting point for your own production-ready RESTful service. In this post I’d like to cover how to implement and integration test your own validation constraints of REST resources.

Custom constraints

One of the issues which bothers me when coding REST in Java is littering your class model with annotations. Suppose you want to build a simple Todo list REST service, when using Jackson, validation and Spring Data, you can easily end up with this as your entity class:

@Document
public class Todo {
    private Long id;
    @NotNull
    private String description;
    @NotNull
    private Boolean completed;
    @NotNull
    private DateTime dueDate;

    @JsonCreator
    public Todo(@JsonProperty("description") String description, @JsonProperty("dueDate") DateTime dueDate) {
        this.description = description;
        this.dueDate = dueDate;
        this.completed = false;
    }
    // getters and setters
}

Your domain model is now effectively blured by messy annotations almost everywhere. Let’s see what we can do with validation constraints (@NotNulls). Some may say that you could introduce some DTO layer with own validation rules, but it conflicts for me with pure REST API design, which stands that you operate on resources which should map to your domain classes. On the other hand - what does it mean that Todo object is valid? When you create a Todo you should provide a description and due date, but what when you’re updating? You should be able to change any of description, due date (postponing) and completion flag (marking as done) - but you should provide at least one of these as valid modification. So my idea is to introduce custom validation constraints, different ones for creation and modification:

@Target({TYPE, PARAMETER})
@Retention(RUNTIME)
@Constraint(validatedBy = ValidForCreation.Validator.class)
public @interface ValidForCreation {
    //...
    class Validator implements ConstraintValidator<ValidForCreation, Todo> {
    /...
        @Override
        public boolean isValid(Todo todo, ConstraintValidatorContext constraintValidatorContext) {
            return todo != null
                && todo.getId() == null
                && todo.getDescription() != null
                && todo.getDueDate() != null;
        }
    }
}

@Target({TYPE, PARAMETER})
@Retention(RUNTIME)
@Constraint(validatedBy = ValidForModification.Validator.class)
public @interface ValidForModification {
    //...
    class Validator implements ConstraintValidator<ValidForModification, Todo> {
    /...
        @Override
        public boolean isValid(Todo todo, ConstraintValidatorContext constraintValidatorContext) {
            return todo != null
                && todo.getId() == null
                && (todo.getDescription() != null || todo.getDueDate() != null || todo.isCompleted() != null);
        }
    }
}

And now you can move validation annotations to the definition of a REST endpoint:

@POST
@Consumes(APPLICATION_JSON)
public Response create(@ValidForCreation Todo todo) {...}

@PUT
@Consumes(APPLICATION_JSON)
public Response update(@ValidForModification Todo todo) {...}

And now you can remove those NotNulls from your model.

Integration testing

There are in general two approaches to integration testing:

  • test is being run on separate JVM than the app, which is deployed on some other integration environment
  • test deploys the application programmatically in the setup block.

Both of these have their pros and cons, but for small enough servoces, I personally prefer the second approach. It’s much easier to setup and you have only one JVM started, which makes debugging really easy. You can use a generic framework like Arquillian for starting your application in a container environment, but I prefer simple solutions and just use emdedded Jetty. To make test setup 100% production equivalent, I’m creating full Jetty’s WebAppContext and have to resolve all runtime dependencies for Jersey auto-discovery to work. This can be simply achieved with Maven resolved from Shrinkwrap - an Arquillian subproject:

    WebAppContext webAppContext = new WebAppContext();
    webAppContext.setResourceBase("src/main/webapp");
    webAppContext.setContextPath("/");
    File[] mavenLibs = Maven.resolver().loadPomFromFile("pom.xml")
                .importCompileAndRuntimeDependencies()
                .resolve().withTransitivity().asFile();
    for (File file: mavenLibs) {
        webAppContext.getMetaData().addWebInfJar(new FileResource(file.toURI()));
    }
    webAppContext.getMetaData().addContainerResource(new FileResource(new File("./target/classes").toURI()));

    webAppContext.setConfigurations(new Configuration[] {
        new AnnotationConfiguration(),
        new WebXmlConfiguration(),
        new WebInfConfiguration()
    });
    server.setHandler(webAppContext);

(this Stackoverflow thread inspired me a lot here)

Now it’s time for the last part of the post: parametrizing our integration tests. Since we want to test validation constraints, there are many edge paths to check (and make your code coverage close to 100%). Writing one test per each case could be a bad idea. Among the many solutions for JUnit I’m most convinced to the Junit Params by Pragmatists team. It’s really simple and have nice concept of JQuery-like helper for creating providers. Here is my tests code (I’m also using builder pattern here to create various kinds of Todos):

@Test
@Parameters(method = "provideInvalidTodosForCreation")
public void shouldRejectInvalidTodoWhenCreate(Todo todo) {
    Response response = createTarget().request().post(Entity.json(todo));

    assertThat(response.getStatus()).isEqualTo(BAD_REQUEST.getStatusCode());
}

private static Object[] provideInvalidTodosForCreation() {
    return $(
        new TodoBuilder().withDescription("test").build(),
        new TodoBuilder().withDueDate(DateTime.now()).build(),
        new TodoBuilder().withId(123L).build(),
        new TodoBuilder().build()
    );
}

OK, enough of reading, feel free to clone the project and start writing your REST services!